WebThomas Rebel ist C-Level Führungsperson mit über 20 Jahren Erfahrung in den Bereichen Start-Up, Privat- und Großunternehmen. Er ist nicht nur leidenschaftlicher Geschäftsführer mit nachweislichem Erfolg in der Strategieentwicklung, schneller Umsatzsteigerung und M&A Projekten, sondern auch High-Performance Team Builder und strategischer … Web4 Apr 2024 · notify the FCA of such information may lead to the FCA taking disciplinary or other action against the firm. The firm authorises the FCA to make such enquiries and seek such further information as it thinks appropriate to verify information that it considers relevant to this notification.
Robin Hindle Fisher - Non Executive Director - LinkedIn
WebChief Executive Officer (SMF1) / Executive Director - Bank of Ceylon (UK) Ltd 6mo Edited Web6 Apr 2024 · The regulators expect firms to have individuals performing one of the following combinations of SMFs at all times: CEO (SMF1) CFO (SMF2) and Chair of the governing body (CRR firms and Solvency II insurers) Head of Overseas Branch (SMF19) (UK branches of third-country banks and insurers) geography education phd
Senior Management Regime: Statement of Responsibilities - FCA
WebLeading and turning around a loss-making business, I negotiated and acquired multi-year contracts with blue-chip UK companies to deliver complex BPO, IT and Credit Management solutions to Volkswagen, BMW, Barclays, British Gas, Bord Gais, Electric Ireland, Southern Water, and PayPal while driving UK FCA compliance as CF1 (SMF1). Web6 Feb 2024 · FCA publishes decision notice on SMF application 06/02/2024 Emma Radmore FCA has published a decision notice to Saranac Partners Limited. FCA has decided to refuse the application made by the firm for Thomas Kalaris to become its chief executive and hold the SMF1 and SMF3 functions. WebSMF1 Chief Executive Officer The function of having responsibility, under the immediate authority of the governing body, alone or jointly with others, for carrying out the … chris ridgeway dematha